SOX (SARBANES-OXLEY) COMPLIANCE EVALUATION ✅ BUSINESS ✅ SERVICES

Lawyer's actions:

Analysis of the company's legal status to determine if it falls under SOX regulations (most commonly — a publicly traded company on a U.S. exchange).
Review of corporate structure, financial statements, internal policies, and IT systems.
Identification of high-risk areas of non-compliance (e.g., weak financial reporting controls or IT security).

Lawyer's actions:

Verification of the effectiveness of internal controls over financial reporting.
Assessment of fraud detection and prevention procedures, as well as errors and inaccuracies.
Collaboration with the accounting department or external auditors to ensure alignment of legal and financial positions.

Lawyer's actions:

Development or updating of internal policies (compliance policies), including document retention policy (in accordance with Section 802).
Preparation of a management report on risks and proposed corrective measures.
Providing recommendations for training programs for management and employees, particularly regarding financial reporting responsibilities (Section 302).

Evaluate the SOX compliance

Compliance with the SOX (Sarbanes-Oxley Act) is vital for firms running in the US or intending to go public. The legislation develops stringent requirements for finances, internal controls, and company administration. Consultant provides detailed Sarbanes-Oxley Act (SOX) compliance analysis services to assist decrease risks and prevent serious fines.

What's included in SOX compliance assessment?

Our legal service provides full SOX (Sarbanes Oxley) compliance audit including:

Evaluation of inner control policies and procedures – we review current processes for Sarbanes-Oxley requirements;
Confirmation of conformity with SOX Sections 302 and 404, this is also Sarbanes-Oxley compliance requirements;
Threat assessment and remediation preparation – identifying potential Sarbanes-Oxley violation examples and drafting mitigation plans;
Preparation for external audits or IPO – assisting companies with Sarbanes-Oxley certification requirements and compliance documentation;
Preparation of legal opinions, memoranda, and supporting documents for board members or investors, conclusion and practical explanation of what is Sarbanes-Oxley (SOX) compliance.

Sarbanes Oxley compliance testing ensures that company meets all legal and regulatory obligations while minimizing risk exposure.

Why legal counsel is essential for SOX compliance?

Sarbanes Oxley violations can lead to multimillion-dollar penalties, loss of confidence, and even criminal obligation for executives. Legal support ensures:

Accurate interpretation of U.S. Sarbanes-Oxley act;
Reduction of legal and financial risks associated with who does sarbanes oxley apply to;
Professional communication with auditors and regulators;
Protection of company interests during inspections or disputes;
Policy adaptation to legislative changes and clarification of why is Sarbanes Oxley important.

You will fully understand, what is Sarbanes Oxley testing and you will work confidently while adhering to compliance audit requirements.

SOX compliance legal support process

Our lawyers guide clients through the complete Sarbanes-Oxley controls process, ensuring practical implementation as follows:

Preliminary audit: Evaluation of business framework, accountancy, and IT systems.
Recommendations: Development of a detailed SOX compliance explained strategy tailored to the company’s needs.
Execution: Lawful assistance for interior policy, reporting, and paperwork changes.
Recurring assistance: Aid with outside audit prep work and continuous compliance tracking.

With this approach, company maintains compliance and readiness for inspections or public offerings.

Conclusion

Our lawful team has deep knowledge in business legislation, financial controls, and compliance. We work with technology, financial, production, and service companies. By choosing Consultant, you get not just compliance verification but a reliable partner for sustainable growth.

Reviews
From Real Users

James M.

22.10.2025

Best experience in assessing SOX compliance. Clear KPIs, clear action plan, no unnecessary formalities. After the audit, the processes became more transparent and controllable.

Natalia E.

11.06.2025

We are pleased with the outcome. The legal representative was attentive to detail, however some theses in the record needed to be reworded to straighten with inner plans. However, the conclusions are clear and useful.

Samantha G.

08.11.2024

We received full compliance with SOX requirements based on the assessment results. The lawyer not only checked the documents, but also conducted a series of training with the team. A very effective approach!

Oleksiy R.

28.08.2024

In general, the work was of excellent quality, but the record was delayed by a few days at the final stage. Otherwise, whatever was at a high degree: extensive analytics and sensible guidance.

Lindsay B.

17.04.2024

The assessment was very structured. All internal processes were audited, a clear risk matrix was provided, and a list of corrective actions was provided. I especially liked the attention to IT controls.

Anton K.

12.10.2023

Conducted a full SOX compliance assessment — very systematically and in-depth. Identified gaps in controls and provided clear recommendations on how to address them. The team really knows their stuff.