Lawyer's actions:
- Conducting an introductory meeting with company management;
- Identification of regulatory requirements and industry standards;
- Assessment of internal controls and financial reporting;
- Determining the scope of the audit.
Financial Compliance Audits for Corporations
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Publication date: 07.07.2025
Reading time: 3 minutes
Number of views: 177
№
Stage
Term (days)
Cost
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1
Preliminary compliance assessment14 $7,986.00
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2
Collection and verification of financial documentation28 $26,620.00
Lawyer's actions:
- Collection of accounting records, reports, contracts, policies;
- Verification of transactions, assets, liabilities, revenues and expenses;
- Testing of internal controls;
- Identification of potential compliance risks or fraud;
- Conducting interviews with responsible employees.
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3
Preparation of audit opinion14 $9,317.00
Lawyer's actions:
- Preparation of official audit opinion;
- Coordination of the report with legal department;
- Providing recommendations for remediation of discrepancies;
- Presentation of results to management.
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4
Legal support for remediation of non-compliance21 $13,310.00
Lawyer's actions:
- Providing written recommendations for specific remediation steps;
- Developing or updating internal policies and procedures;
- Consultations for accounting and compliance departments;
- Evaluation of implemented changes and retesting of key processes;
- Preparation of additional documentation for external authorities (if required, e.g., SEC or tax authorities).
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5
Follow-up verification and compliance confirmation (optional)14 $6,655.00
Lawyer's actions:
- Re-audit of specific areas where violations were identified;
- Testing of updated processes and documents;
- Preparation of final compliance confirmation report;
- Providing conclusions for investors, regulators, or company's internal audit.
In general
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$63,888.00
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Ukraine
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Poland
+48
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United Kingdom
+44
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United States
+1
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UAE
+971
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Other
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Conduct a financial compliance audit for corporations
What is compliance audit? This is a key element in ensuring corporate reporting meets federal and state regulatory requirements. For US corporations, it's crucial to demonstrate transparency of their operations to government agencies, investors, and shareholders, that's why corporate compliance audit is important. Our team provides comprehensive legal support for the preparation, execution, and documentation of financial compliance audits according to SEC, SOX, IRS, GAAP requirements, as well as industry standards.
We operate as a compliance audit center, combining legal precision with financial expertise to help companies navigate even the most complex audit frameworks.
Legal compliance audit services
It is not enough to just know what audit and compliance is, it is important to fall under the criteria. Therefore, we provide full legal support at all stages of compliance audits:
- analysis of company's internal financial documentation, explanation of non-compliance audit meaning;
- identification of potential compliance risk areas, development of compliance audit work plan;
- preparation for inspections by regulatory bodies (SEC, IRS, PCAOB) to meet compliance audit standards;
- legal structuring of interactions with external auditors;
- development and implementation of compliance policies.
Special attention is paid to compliance with Sarbanes-Oxley Act provisions regarding internal controls and financial record keeping. Our experts also assist in preparing for GAAP compliance audits and analyze contracts for tax or financial non-compliance risks - minimizing the likelihood of non compliant audit outcomes.
Documentation preparation for SEC and SOX compliance reviews
We not only explain, what is a compliance audit example, our practice includes:
- analysis and correction of financial reporting discrepancies;
- development of appropriate legal positions when errors or violations are identified;
- preparation of legal opinions for investors and supervisory boards.
Through this process, companies not only meet the requirements but also build trust with their stakeholders — a crucial factor often emphasized by social compliance audit companies.
Conclusion
If you don't know what companies require an audit, our specialists will explain everything during the first consultation. We work in partnership with financial consultants and auditors to ensure your reports fully comply with US legal requirements. Contact us for a personalized consultation and begin your compliance audit preparation today.
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